Matthew E. Hamel - 31 Jan 2024 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
EVP and General Counsel
Issuer symbol
BF-A
Report date
31 Jan 2024
Net transaction value
-$60,344
Source evidence 5 source fields
Form type
4
Accepted by SEC
01 Feb 2024, 17:57:25 UTC
Previous filing
02 Nov 2023
Next filing
03 Apr 2024
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
Michael E. Carr, Jr., Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 01 Feb 2024.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 01 Feb 2024, 17:57.

Change

  • Previous filing in this sequence was filed on 02 Nov 2023.
  • Current net transaction value: -$60,344.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA, BFB transaction

Class B Common

Options Exercise

Transaction value
$303,978
Shares
+8,538
Change %
+34%
Price
$35.60
Shares after
33,805
Date
31 Jan 2024
Ownership
Direct
BFA, BFB transaction

Class B Common

Tax liability

Transaction value
$364,322
Shares
-6,493
Change %
-15%
Price
$56.11
Shares after
36,555
Date
31 Jan 2024
Ownership
Direct
Footnotes
F1, F2
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,766
Date
31 Jan 2024
Ownership
2021 GRAT
Footnotes
F3
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
30,728
Date
31 Jan 2024
Ownership
GRAT
Footnotes
F4
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
89,972
Date
31 Jan 2024
Ownership
Spouse Trust
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,163
Date
31 Jan 2024
Ownership
ESPP
Footnotes
F5
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,488
Date
31 Jan 2024
Ownership
By 401k
Footnotes
F6
BFA, BFB holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19
Date
31 Jan 2024
Ownership
DRIP
Footnotes
F7
BFA, BFB holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
11,624
Date
31 Jan 2024
Ownership
Direct
Footnotes
F8
BFA, BFB holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,527
Date
31 Jan 2024
Ownership
2021 GRAT
Footnotes
F9
BFA, BFB holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,052
Date
31 Jan 2024
Ownership
GRAT
Footnotes
F10
BFA, BFB holding

Class A Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
86
Date
31 Jan 2024
Ownership
DRIP
Footnotes
F7

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA, BFB transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-8,538
Change %
-50%
Price
$0.000000
Shares after
8,541
Date
31 Jan 2024
Ownership
Direct
Underlying class
Class B Common
Underlying amount
8,538
Exercise price
$35.60
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 10 footnotes

Footnote F1

The closing price of BF-B on January 30, 2024, was used to calculate the withholding obligation.

Footnote F2

Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings and transfer of 6,097 Class B shares from GRAT to individual holdings.

Footnote F3

Total updated to reflect transfer of 3,146 Class B shares from 2021 GRAT to individual holdings.

Footnote F4

Total updated to reflect transfer of 6,097 Class B shares from GRAT to individual holdings.

Footnote F5

Number of shares acquired through the issuer's employee stock purchase program as of January 31, 2024.

Footnote F6

Number of shares acquired through the issuer's 401(k) plan as of January 31, 2024.

Footnote F7

Number of shares acquired through the issuer's dividend reinvestment plan as of January 31, 2024.

Footnote F8

Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings and 3,944 Class A shares from GRAT to individual holdings.

Footnote F9

Total updated to reflect transfer of 756 Class A shares from 2021 GRAT to individual holdings.

Footnote F10

Total updated to reflect transfer of 3,944 Class A shares from GRAT to individual holdings.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .