Matthew E. Hamel - 27 Jul 2023 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Reporting relationship
EVP and General Counsel
Issuer ticker
BF-A
Reported as of
27 Jul 2023
Net transaction value
-$138,531
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 Jul 2023, 17:03:47 UTC
Prior SEC filing
26 Jun 2023
Next SEC filing
02 Nov 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 31 Jul 2023.

Key facts

  • This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
  • 4 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 31 Jul 2023, 17:03.

Change

  • Previous filing in this sequence was filed on 26 Jun 2023.
  • Current net transaction value: -$138,531.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value
$303,953
Shares
+8,538
Change %
+40%
Price
$35.60
Shares after
29,879
Date
31 Jul 2023
Ownership
Direct
BFA transaction

Class B Common

Tax liability

Transaction value
$442,483
Shares
-6,248
Change %
-21%
Price
$70.82
Shares after
23,631
Date
31 Jul 2023
Ownership
Direct
Footnotes
F1
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,912
Date
27 Jul 2023
Ownership
2021 GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
36,825
Date
27 Jul 2023
Ownership
GRAT
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
89,972
Date
27 Jul 2023
Ownership
Spouse Trust
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
17
Date
27 Jul 2023
Ownership
DRIP
Footnotes
F2
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,876
Date
27 Jul 2023
Ownership
ESPP
Footnotes
F3
BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,336
Date
27 Jul 2023
Ownership
By 401k
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Award

Transaction value
$0
Shares
+11,232
Change %
Price
$0.000000
Shares after
11,232
Date
27 Jul 2023
Ownership
Direct
Underlying class
Class B Common
Underlying amount
11,232
Exercise price
$69.87
BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value
$0
Shares
-8,538
Change %
-25%
Price
$0.000000
Shares after
25,617
Date
31 Jul 2023
Ownership
Direct
Underlying class
Class B Common
Underlying amount
8,538
Exercise price
$35.60
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The closing price of BF-B on July 28, 2023, was used to calculate the withholding obligation.

Footnote F2

Number of shares acquired through the issuer's dividend reinvestment plan as of July 31, 2023.

Footnote F3

Number of shares acquired through the issuer's employee stock purchase program as of July 31, 2023.

Footnote F4

Number of shares acquired through the issuer's 401(k) plan as of July 28, 2023.

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