Kirsten M. Hawley - 22 Jun 2023 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
EVP, Chief Ppl/Places/Comm
Signature
Jaileah X. Huddleston, Attorney in Fact for Kirsten M. Hawley
Issuer symbol
BF-A
Transactions as of
22 Jun 2023
Net transactions value
-$256,498
Form type
4
Filing time
26 Jun 2023, 17:39:56 UTC
Previous filing
05 Jun 2023
Next filing
31 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Options Exercise $342,237 +9,020 +216% $37.94 13,204 22 Jun 2023 Direct
transaction BFA Class B Common Tax liability $438,906 -6,618 -50% $66.32 6,586 22 Jun 2023 Direct F1
transaction BFA Class B Common Sale $159,829 -2,402 -36% $66.54 4,184 22 Jun 2023 Direct
holding BFA Class B Common 5,591 22 Jun 2023 By 401k F2
holding BFA Class B Common 407 22 Jun 2023 DRIP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Options Exercise $0 -9,020 -50% $0.000000 9,021 22 Jun 2023 Class B Common 9,020 $37.94 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on June 21, 2023, was used to calculate the withholding obligation.
F2 Number of shares acquired through the issuer's 401(k) plan as of June 26, 2023.
F3 Number of shares acquired through the issuer's dividend reinvestment plan as of June 26, 2023.