Lawson E. Whiting - 22 Feb 2023 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
President & CEO, Director
Signature
Jaileah X. Huddleston, Attorney in Fact for Lawson E. Whiting
Issuer symbol
BF-A
Transactions as of
22 Feb 2023
Net transactions value
-$376,856
Form type
4
Filing time
22 Feb 2023, 16:33:44 UTC
Previous filing
01 Aug 2022
Next filing
05 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Options Exercise $622,215 +22,195 +119% $28.03 40,838 22 Feb 2023 Direct
transaction BFA Class B Common Tax liability $999,071 -15,394 -38% $64.90 25,444 22 Feb 2023 Direct F1
holding BFA Class B Common 1 22 Feb 2023 DRIP F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Options Exercise $0 -22,195 -100% $0.000000* 0 22 Feb 2023 Class B Common 22,195 $28.03 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on February 21, 2023, was used to calculate the withholding obligation.
F2 Number of shares acquired through the issuer's dividend reinvestment plan as of February 22, 2023.