Timothy M. Nall - 28 Jul 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Role
SVP CIO
Signature
Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall
Issuer symbol
BF-A
Transactions as of
28 Jul 2022
Net transactions value
$0
Form type
4
Filing time
01 Aug 2022, 18:21:12 UTC
Previous filing
13 Sep 2021
Next filing
05 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Award $0 +6,747 $0.000000 6,747 28 Jul 2022 Class B Common 6,747 $73.61 Direct
holding BFA Stock Appreciation Right 8,043 28 Jul 2022 Class B Common 8,043 $35.60 Direct F1
holding BFA Stock Appreciation Right 13,469 28 Jul 2022 Class B Common 13,469 $39.58 Direct F2
holding BFA Stock Appreciation Right 7,768 28 Jul 2022 Class B Common 7,768 $39.20 Direct F3
holding BFA Stock Appreciation Right 9,640 28 Jul 2022 Class B Common 9,640 $53.24 Direct F4
holding BFA Stock Appreciation Right 9,868 28 Jul 2022 Class B Common 9,868 $53.88 Direct F5
holding BFA Stock Appreciation Right 3,008 28 Jul 2022 Class B Common 3,008 $68.24 Direct F6
holding BFA Stock Appreciation Right 4,536 28 Jul 2022 Class B Common 4,536 $70.24 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock appreciation rights were previously reported as covering 7,930 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
F2 These stock appreciation rights were previously reported as covering 13,280 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
F3 These stock appreciation rights were previously reported as covering 7,659 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F4 These stock appreciation rights were previously reported as covering 9,505 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F5 These stock appreciation rights were previously reported as covering 9,729 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F6 These stock appreciation rights were previously reported as covering 2,965 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F7 These stock appreciation rights were previously reported as covering 4,472 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.

Remarks:

The Form 3 filed on July 12, 2021, inadvertently included a grant of restricted stock units, which will be omitted from the insider's filings going forward.