Key facts
- This page summarizes Ralph E. de Chabert's Form 4 filing for BROWN FORMAN CORP (BF-A).
- 2 reported transactions and 9 derivative rows are listed below.
- Accepted by SEC: 03 Jun 2022, 19:32.
Ralph E. de Chabert - 01 Jun 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)
- Issuer symbol
- BF-A
- Report date
- 01 Jun 2022
- Net transaction value
- -$18,102
- Form type
- 4
- Accepted by SEC
- 03 Jun 2022, 19:32:25 UTC
- Previous filing
- 26 Jul 2021
- SEC filing
- View on sec.gov
- Reporting owner signature
- Jaileah X. Huddleston, Attorney in Fact for Ralph E. de Chabert
SEC evidence
4 facts
Reporting owner
1 fact
Key filing fact
Ralph E. de Chabert filed Form 4 for BROWN FORMAN CORP (BF-A) on 03 Jun 2022.
Change
- Previous filing in this sequence was filed on 26 Jul 2021.
- Current net transaction value: -$18,102.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BFA
transaction
Class A Common
Award
- Transaction value
- $0
- Shares
- +937
- Change %
- +34%
- Price
- $0.000000
- Shares after
- 3,685
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
BFA
transaction
Class A Common
Tax liability
- Transaction value
- $18,102
- Shares
- -290
- Change %
- -7.9%
- Price
- $62.42
- Shares after
- 3,395
- Date
- 01 Jun 2022
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,492
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 1,492
- Exercise price
- $28.03
- Footnotes
- F4
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,725
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 1,725
- Exercise price
- $35.60
- Footnotes
- F5
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,254
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 7,254
- Exercise price
- $39.58
- Footnotes
- F6
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,309
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 8,309
- Exercise price
- $37.94
- Footnotes
- F7
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,009
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 7,009
- Exercise price
- $39.20
- Footnotes
- F8
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,349
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 4,349
- Exercise price
- $53.24
- Footnotes
- F9
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,468
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 5,468
- Exercise price
- $53.88
- Footnotes
- F10
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,498
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 7,498
- Exercise price
- $68.24
- Footnotes
- F11
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,032
- Date
- 01 Jun 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 5,032
- Exercise price
- $70.24
- Footnotes
- F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
These shares were issued on June 1, 2022, in connection with a July 25, 2019, award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2022.
Footnote F2
To satisfy withholding obligations associated with the July 25, 2019, award of performance-based restricted stock units that were issued as shares on June 1, 2022, the reporting person surrendered 290 shares of Class A common stock.
Footnote F3
The closing price of BF-A on April 29, 2022, was used to calculate the withholding obligation.
Footnote F4
These stock appreciation rights were previously reported as covering 1,471 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
Footnote F5
These stock appreciation rights were previously reported as covering 1,700 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
Footnote F6
These stock appreciation rights were previously reported as covering 7,152 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
Footnote F7
These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
Footnote F8
These stock appreciation rights were previously reported as covering 6,910 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
Footnote F9
These stock appreciation rights were previously reported as covering 4,288 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
Footnote F10
These stock appreciation rights were previously reported as covering 5,391 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
Footnote F11
These stock appreciation rights were previously reported as covering 7,393 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
Footnote F12
These stock appreciation rights were previously reported as covering 4,961 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.