Key facts
- This page summarizes Lawson E. Whiting's Form 4 filing for BROWN FORMAN CORP (BF-A).
- 3 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 14 Jan 2022, 16:57.
Lawson E. Whiting - 13 Jan 2022 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)
- Reporting relationship
- President & CEO, Director
- Issuer ticker
- BF-A
- Reported as of
- 13 Jan 2022
- Net transaction value
- -$417,861
- SEC form
- 4
- Accepted by SEC
- 14 Jan 2022, 16:57:54 UTC
- Prior SEC filing
- 26 Jul 2021
- Next SEC filing
- 03 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- Jaileah X. Huddleston, Attorney in Fact for Lawson E. Whiting
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lawson E. Whiting filed Form 4 for BROWN FORMAN CORP (BF-A) on 14 Jan 2022.
Change
- Previous filing in this sequence was filed on 26 Jul 2021.
- Current net transaction value: -$417,861.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BFA
transaction
Class B Common
Options Exercise
- Transaction value
- $455,480
- Shares
- +20,044
- Change %
- +172%
- Price
- $22.72
- Shares after
- 31,676
- Date
- 13 Jan 2022
- Ownership
- Direct
BFA
transaction
Class B Common
Tax liability
- Transaction value
- $873,341
- Shares
- -13,033
- Change %
- -41%
- Price
- $67.01
- Shares after
- 18,643
- Date
- 13 Jan 2022
- Ownership
- Direct
- Footnotes
- F1
BFA
holding
Class B Common
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1
- Date
- 13 Jan 2022
- Ownership
- DRIP
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BFA
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -20,044
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 20,044
- Exercise price
- $22.72
- Footnotes
- F3
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,195
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 22,195
- Exercise price
- $28.03
- Footnotes
- F4
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,601
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 15,601
- Exercise price
- $35.60
- Footnotes
- F5
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 20,330
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 20,330
- Exercise price
- $39.58
- Footnotes
- F6
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 29,314
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 29,314
- Exercise price
- $37.94
- Footnotes
- F7
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 34,619
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 34,619
- Exercise price
- $39.20
- Footnotes
- F8
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 41,266
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 41,266
- Exercise price
- $53.24
- Footnotes
- F9
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 111,626
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 111,626
- Exercise price
- $53.88
- Footnotes
- F10
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 109,334
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 109,334
- Exercise price
- $68.24
- Footnotes
- F11
BFA
holding
Derivative
Stock Appreciation Right
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 101,757
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Class B Common
- Underlying amount
- 101,757
- Exercise price
- $70.24
- Footnotes
- F12
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 12 footnotes
Footnote F1
The closing price of BF-B on January 12, 2022, was used to calculate the withholding obligation.
Footnote F2
Number of shares acquired through the issuer's dividend reinvestment plan as of January 14, 2022.
Footnote F3
These stock appreciation rights were previously reported as covering 19,763 shares at an exercise price of $23.047, but were adjusted to reflect the December 2021 special dividend.
Footnote F4
These stock appreciation rights were previously reported as covering 21,884 shares at an exercise price of $28.433, but were adjusted to reflect the December 2021 special dividend.
Footnote F5
These stock appreciation rights were previously reported as covering 15,382 shares at an exercise price of $36.109, but were adjusted to reflect the December 2021 special dividend.
Footnote F6
These stock appreciation rights were previously reported as covering 20,045 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend.
Footnote F7
These stock appreciation rights were previously reported as covering 28,903 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
Footnote F8
These stock appreciation rights were previously reported as covering 34,134 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
Footnote F9
These stock appreciation rights were previously reported as covering 40,688 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
Footnote F10
These stock appreciation rights were previously reported as covering 110,063 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
Footnote F11
These stock appreciation rights were previously reported as covering 107,803 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
Footnote F12
These stock appreciation rights were previously reported as covering 100,332 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.