Matthew E. Hamel - 30 Jul 2021 Form 4 Insider Report for BROWN FORMAN CORP (BF-A)

Reporting relationship: EVP, Gen Counsel and Secretary
Issuer ticker: BF-A
Reported as of: 30 Jul 2021
Net transaction value: -$318,560
SEC form: 4
Accepted by SEC: 03 Aug 2021, 09:23:29 UTC
Prior SEC filing: 26 Jul 2021
Next SEC filing: 13 Sep 2021
Source filing: View source filing
Reporting owner signature: Jaileah X. Huddleston, Attorney in Fact for Matthew E. Hamel

Key filing fact

Matthew E. Hamel filed Form 4 for BROWN FORMAN CORP (BF-A) on 03 Aug 2021.

Key facts

This page summarizes Matthew E. Hamel's Form 4 filing for BROWN FORMAN CORP (BF-A).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Aug 2021, 09:23.

Change

Previous filing in this sequence was filed on 26 Jul 2021.
Current net transaction value: -$318,560.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BFA transaction

Class B Common

Options Exercise

Transaction value: $325,723
Shares: +14,133
Change %: +83%
Price: $23.05
Shares after: 31,085
Date: 30 Jul 2021
Ownership: Direct

BFA transaction

Class B Common

Tax liability

Transaction value: $644,283
Shares: -9,016
Change %: -29%
Price: $71.46
Shares after: 22,069
Date: 30 Jul 2021
Ownership: Direct
Footnotes: F1

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 46,373
Date: 30 Jul 2021
Ownership: GRAT

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 69,922
Date: 30 Jul 2021
Ownership: Spouse Trust

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,292
Date: 30 Jul 2021
Ownership: By 401k
Footnotes: F2

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,668
Date: 30 Jul 2021
Ownership: ESPP
Footnotes: F3

BFA holding

Class B Common

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 8
Date: 30 Jul 2021
Ownership: DRIP
Footnotes: F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BFA transaction Derivative

Stock Appreciation Right

Options Exercise

Transaction value: $0
Shares: -14,133
Change %: -25%
Price: $0.000000
Shares after: 42,398
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Class B Common
Underlying amount: 14,133
Exercise price: $23.05

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The closing price of BF-B on July 29, 2021 was used to calculate the withholding obligation.

Footnote F2

Number of shares acquired through the issuer's 401(k) plan as of July 30, 2021.

Footnote F3

Number of shares acquired through the issuer's employee stock purchase program as of July 30, 2021.

Footnote F4

Number of shares acquired through the issuer's dividend reinvestment plan as of July 30, 2021.

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