Timothy M. Nall - Jul 2, 2021 Form 3 Insider Report for BROWN FORMAN CORP (BFA)

Role
SVP CIO
Signature
Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall
Stock symbol
BFA
Transactions as of
Jul 2, 2021
Transactions value $
$0
Form type
3
Date filed
7/12/2021, 04:17 PM
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BFA Class B Common 4.61K Jul 2, 2021 Direct
holding BFA Class A Common 36 Jul 2, 2021 Family Trust
holding BFA Class B Common 9 Jul 2, 2021 Family Trust
holding BFA Class B Common 6.29K Jul 2, 2021 By 401k F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 11.7K $28.43 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 7.93K $36.11 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 13.3K $40.15 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 7.66K $39.76 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 9.51K $54.00 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 9.73K $54.64 Direct
holding BFA Stock Appreciation Right Jul 2, 2021 Class B Common 2.97K $69.21 Direct
holding BFA Restricted Stock Units Jul 2, 2021 Class B Common 626 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.
F2 The restricted stock units were granted July 30, 2020, and vest April 30, 2023.
F3 Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock.