Timothy M. Nall - 02 Jul 2021 Form 3 Insider Report for BROWN FORMAN CORP (BF-A)

Role
SVP CIO
Signature
Jaileah X. Huddleston, Attorney in Fact for Timothy M. Nall
Issuer symbol
BF-A
Transactions as of
02 Jul 2021
Net transactions value
$0
Form type
3
Filing time
12 Jul 2021, 16:17:59 UTC
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BFA Class B Common 4,614 02 Jul 2021 Direct
holding BFA Class A Common 36 02 Jul 2021 Family Trust
holding BFA Class B Common 9 02 Jul 2021 Family Trust
holding BFA Class B Common 6,289 02 Jul 2021 By 401k F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 11,742 $28.43 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 7,930 $36.11 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 13,280 $40.14 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 7,659 $39.76 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 9,505 $54.00 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 9,729 $54.64 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 2,965 $69.21 Direct
holding BFA Restricted Stock Units 02 Jul 2021 Class B Common 626 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.
F2 The restricted stock units were granted July 30, 2020, and vest April 30, 2023.
F3 Each restricted stock unit represents a contingent right to recive one share of Brown-Forman Class B common stock.