Leanne D. Cunningham - 02 Jul 2021 Form 3 Insider Report for BROWN FORMAN CORP (BFA)

Role
SVP, Chief Fin Officer
Signature
Jaileah X. Huddleston, Attorney in Fact for Leanne D. Cunningham
Issuer symbol
BFA
Transactions as of
02 Jul 2021
Transactions value $
$0
Form type
3
Date filed
12 Jul 2021, 16:13
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BFA Class B Common 265 02 Jul 2021 Direct
holding BFA Class A Common 4.26K 02 Jul 2021 ESPP F1
holding BFA Class B Common 12.8 02 Jul 2021 By 401k F2
holding BFA Class B Common 3.09K 02 Jul 2021 ESPP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 4.81K $40.15 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 7.21K $38.48 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 6.13K $39.76 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 3.8K $54.00 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 3.89K $54.64 Direct
holding BFA Stock Appreciation Right 02 Jul 2021 Class B Common 2.97K $69.21 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Number of shares acquired through the issuer's employee stock purchase program as of July 2, 2021.
F2 Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021.