| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BFA | Class B Common | Options Exercise | $1,193,028 | +30,008 | +717% | $39.76 | 34,192 | 01 Jul 2021 | Direct | |
| transaction | BFA | Class B Common | Tax liability | $1,658,797 | -22,135 | -65% | $74.94 | 12,057 | 01 Jul 2021 | Direct | F1 |
| transaction | BFA | Class B Common | Sale | $587,693 | -7,873 | -65% | $74.65 | 4,184 | 01 Jul 2021 | Direct | F2 |
| holding | BFA | Class B Common | 5,407 | 01 Jul 2021 | By 401k | F3 | |||||
| holding | BFA | Class B Common | 382 | 01 Jul 2021 | DRIP | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BFA | Stock Appreciation Right | Options Exercise | $0 | -30,008 | -100% | $0.000000* | 0 | 01 Jul 2021 | Class B Common | 30,008 | $39.76 | Direct |
| Id | Content |
|---|---|
| F1 | The closing price of BF-B on June 30, 2021 was used to calculate the withholding obligation. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.63 to $74.66, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F3 | Number of shares acquired through the issuer's 401(k) plan as of July 2, 2021. |
| F4 | Number of shares acquired through the issuer's dividend reinvestment plan as of July 2, 2021. |