Campbell P. Brown - Jun 1, 2021 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
Director
Signature
Jaileah X. Huddleston, Attorney in Fact for Campbell P. Brown
Stock symbol
BFA
Transactions as of
Jun 1, 2021
Transactions value $
-$9,764
Form type
4
Date filed
6/3/2021, 05:31 PM
Next filing
Jul 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Award $0 +346 +0.06% $0.00 534K Jun 1, 2021 Direct F1
transaction BFA Class B Common Tax liability -$9.76K -128 -0.02% $76.28 534K Jun 1, 2021 Direct F2, F3
holding BFA Class B Common 22.9K Jun 1, 2021 By 401k F4
holding BFA Class B Common 12.9K Jun 1, 2021 ESPP F5
holding BFA Class B Common 917K Jun 1, 2021 Brown Barker 2013 LLC
holding BFA Class B Common 265K Jun 1, 2021 CPB 2010 #1 LLC
holding BFA Class B Common 220K Jun 1, 2021 GGB4 2013 Trust
holding BFA Class B Common 88.2K Jun 1, 2021 CPBee Charitable 2018 LLC
holding BFA Class B Common 45 Jun 1, 2021 Child #1
holding BFA Class B Common 45 Jun 1, 2021 Child #2
holding BFA Class B Common 299K Jun 1, 2021 CPBee Endowment 2018 LLC
holding BFA Class B Common 60.5K Jun 1, 2021 CPB 2010 #2 LLC
holding BFA Class B Common 30.3K Jun 1, 2021 Trust FBO Campbell P. Brown
holding BFA Class B Common 88.2K Jun 1, 2021 CPBee Sale 2018 LLC
holding BFA Class B Common 35.6K Jun 1, 2021 Trust FBO Geo Garvin Brown IV (Irrev)
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were issued on June 1, 2021, in connection with a July 26, 2018 award of performance-based restricted stock units. The award was subject to a three-year performance period, which ended April 30, 2021.
F2 To satisfy withholding obligations associated with the July 26, 2018 award of performance-based restricted stock units that were issued as shares on June 1, 2021, the reporting person surrendered 128 shares of Class B common stock.
F3 The closing price of BF-B on April 30, 2021 was used to calculate the withholding obligation.
F4 Number of shares acquired through the issuer's 401(k) plan as of June 1, 2021.
F5 Number of shares acquired through the issuer's employee stock purchase program as of June 1, 2021.