Karin Shanahan - Apr 1, 2023 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Glob. Prod. Dev. & Supply
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Karin Shanahan
Stock symbol
BMY
Transactions as of
Apr 1, 2023
Transactions value $
-$117,273
Form type
4
Date filed
4/4/2023, 08:40 PM
Previous filing
Mar 14, 2023
Next filing
Mar 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +3.31K +205.09% $0.00 4.92K Apr 1, 2023 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$117K -1.69K -34.4% $69.31 3.23K Apr 1, 2023 Direct F2
holding BMY Common Stock, $0.10 par value 748 Apr 1, 2023 BMS Savings and Investment Program

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -3.31K -25% $0.00 9.92K Apr 1, 2023 Common Stock, $0.10 par value 3.31K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in four equal annual installments beginning on April 1, 2023.
F2 Shares withheld for payment of taxes upon vesting of award.
F3 Each restricted stock unit converts into one share of common stock upon vesting.