Rupert Vessey - 07 Nov 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Research & Early Dev.
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
Issuer symbol
BMY
Transactions as of
07 Nov 2022
Net transactions value
-$553,852
Form type
4
Filing time
09 Nov 2022, 19:38:21 UTC
Previous filing
31 Oct 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $414,210 +5,843 +12% $70.89 56,228 07 Nov 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $1,541,677 +21,288 +38% $72.42 77,516 07 Nov 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $379,548 +8,491 +11% $44.70 86,007 07 Nov 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $405,955 +8,491 +9.9% $47.81 94,498 07 Nov 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $326,139 +8,491 +9% $38.41 102,989 07 Nov 2022 Direct
transaction BMY Common Stock, $0.10 par value Sale $3,621,381 -45,910 -45% $78.88 57,079 07 Nov 2022 Direct F1
holding BMY Common Stock, $0.10 par value 646 07 Nov 2022 BMS Savings and Investment Program F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Option (right to buy) Options Exercise $0 -5,843 -100% $0.000000* 0 07 Nov 2022 Common Stock, $0.10 par value 5,843 $70.89 Direct F3
transaction BMY Option (right to buy) Options Exercise $0 -21,288 -100% $0.000000* 0 07 Nov 2022 Common Stock, $0.10 par value 21,288 $72.42 Direct F3
transaction BMY Option (right to buy) Options Exercise $0 -8,491 -100% $0.000000* 0 07 Nov 2022 Common Stock, $0.10 par value 8,491 $44.70 Direct F3
transaction BMY Option (right to buy) Options Exercise $0 -8,491 -100% $0.000000* 0 07 Nov 2022 Common Stock, $0.10 par value 8,491 $47.81 Direct F3
transaction BMY Option (right to buy) Options Exercise $0 -8,491 -100% $0.000000* 0 07 Nov 2022 Common Stock, $0.10 par value 8,491 $38.41 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 45,910 shares were sold to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $78.82 to $78.935, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 Based on recent 401(k) plan statement.
F3 All of the shares are currently exercisable.