CHRISTOPHER S. BOERNER - 10 Mar 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Chief Commercial Officer
Signature
/s/Lisa A. Atkins, attorney-in-fact for Christopher Boerner
Issuer symbol
BMY
Transactions as of
10 Mar 2022
Net transactions value
-$2,363,569
Form type
4
Filing time
14 Mar 2022, 21:19:31 UTC
Previous filing
06 Dec 2021
Next filing
16 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +1,762 +4.6% $0.000000 40,274 10 Mar 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Other $0 +25 +0.06% $0.000000 40,299 10 Mar 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $62,604 -915 -2.3% $68.42 39,384 10 Mar 2022 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +5,318 +14% $0.000000 44,702 10 Mar 2022 Direct F4
transaction BMY Common Stock, $0.10 par value Other $0 +1,616 +3.6% $0.000000 46,318 10 Mar 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $242,686 -3,547 -7.7% $68.42 42,771 10 Mar 2022 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +5,741 +13% $0.000000 48,512 10 Mar 2022 Direct F5
transaction BMY Common Stock, $0.10 par value Other $0 +758 +1.6% $0.000000 49,270 10 Mar 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $227,496 -3,325 -6.7% $68.42 45,945 10 Mar 2022 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +6,985 +15% $0.000000 52,930 10 Mar 2022 Direct F6
transaction BMY Common Stock, $0.10 par value Award $0 +784 +1.5% $0.000000 53,714 10 Mar 2022 Direct F2
transaction BMY Common Stock, $0.10 par value Tax liability $271,901 -3,974 -7.4% $68.42 49,740 10 Mar 2022 Direct F3
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +31,909 +64% $0.000000 81,649 10 Mar 2022 Direct F7
transaction BMY Common Stock, $0.10 par value Award $0 +12,633 +15% $0.000000 94,282 10 Mar 2022 Direct F8
transaction BMY Common Stock, $0.10 par value Tax liability $1,558,881 -22,784 -24% $68.42 71,498 10 Mar 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Market Share Units Options Exercise $0 -1,762 -100% $0.000000* 0 10 Mar 2022 Common Stock, $0.10 par value 1,762 Direct F1, F9
transaction BMY Market Share Units Options Exercise $0 -5,318 -50% $0.000000 5,319 10 Mar 2022 Common Stock, $0.10 par value 5,318 Direct F4, F9
transaction BMY Market Share Units Options Exercise $0 -5,741 -33% $0.000000 11,484 10 Mar 2022 Common Stock, $0.10 par value 5,741 Direct F5, F9
transaction BMY Market Share Units Options Exercise $0 -6,985 -25% $0.000000 20,955 10 Mar 2022 Common Stock, $0.10 par value 6,985 Direct F6, F9
transaction BMY Market Share Units Award $0 +26,466 $0.000000 26,466 10 Mar 2022 Common Stock, $0.10 par value 26,466 Direct F9, F10
transaction BMY Performance Shares Options Exercise $0 -31,909 -100% $0.000000* 0 10 Mar 2022 Common Stock, $0.10 par value 31,909 Direct F11
transaction BMY Performance Shares Award $0 +39,700 $0.000000 39,700 10 Mar 2022 Common Stock, $0.10 par value 39,700 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents vesting of one-quarter of market share units granted on March 10, 2018.
F2 Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor.
F3 Shares withheld for payment of taxes upon vesting of award.
F4 Represents vesting of one-quarter of market share units granted on March 10, 2019.
F5 Represents vesting of one-quarter of market share units granted on March 10, 2020.
F6 Represents vesting of one-quarter of market share units granted on March 10, 2021.
F7 Amount represents distribution of performance shares earned under the 2019-2021 Long-Term Performance Award.
F8 Adjustment to Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board.
F9 Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%.
F10 Twenty-five percent of these market share units will vest on each of the first, second, third and fourth anniversaries of the grant date.
F11 Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2022, subject to a Total Shareholder Return.
F12 Each performance share unit converts into one share of common stock upon distribution in the first quarter of 2025.