Karen Murphy Santiago - Jul 1, 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Signature
/s/ Lisa A. Atkins, attorney-in-fact for Karen M. Santiago
Stock symbol
BMY
Transactions as of
Jul 1, 2021
Transactions value $
-$36,408
Form type
4
Date filed
7/6/2021, 04:38 PM
Next filing
Mar 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +1.07K +7.65% $0.00 15K Jul 1, 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$36.4K -547 -3.64% $66.56 14.5K Jul 1, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -1.07K -33.32% $0.00 2.14K Jul 1, 2021 Common Stock, $0.10 par value 1.07K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted stock units vest in four equal installments beginning on July 1, 2020.
F2 Shares withheld for payment of taxes upon vesting of restricted stock units.
F3 Each restricted stock unit converts into one share of common stock upon vesting.