Mark Lumpkin Jr. - 12 Oct 2023 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role: EVP and CFO
Signature: /s/ Mark Lumpkin, Jr.
Issuer symbol: N/A
Transactions as of: 12 Oct 2023
Net transactions value: -$223,836
Form type: 4
Filing time: 13 Oct 2023, 16:10:37 UTC
Previous filing: 02 Oct 2023
Next filing: 02 Nov 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESTE	Class A Common Stock	Gift	$0	-10,000	-3.2%	$0.000000	299,627	12 Oct 2023	Direct	F1
transaction	ESTE	Class A Common Stock	Sale	$223,836	-10,967	-3.7%	$20.41	288,660	12 Oct 2023	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the gift of common stock to a charitable donor advised fund.
F2	The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $20.44, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

Reflects the gift of common stock to a charitable donor advised fund.

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $20.44, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.