Frank Alan Lodzinski - Mar 31, 2023 Form 4 Insider Report for EARTHSTONE ENERGY INC (ESTE)

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Stock symbol
ESTE
Transactions as of
Mar 31, 2023
Transactions value $
-$40,576
Form type
4
Date filed
4/3/2023, 04:47 PM
Previous filing
Jan 10, 2023
Next filing
Jun 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability -$40.6K -3.17K -1.76% $12.80 177K Mar 31, 2023 Direct F1
holding ESTE Class A Common Stock 408K Mar 31, 2023 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on March 31, 2023 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.