Frank Alan Lodzinski - 31 Dec 2021 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Issuer symbol
N/A
Transactions as of
31 Dec 2021
Net transactions value
-$134,751
Form type
4
Filing time
03 Jan 2022, 15:05:20 UTC
Previous filing
08 Oct 2021
Next filing
02 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability $134,751 -11,946 -24% $11.28 36,821 31 Dec 2021 Direct F1
holding ESTE Class A Common Stock 515,208 31 Dec 2021 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on December 31, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.