Frank Alan Lodzinski - Sep 30, 2021 Form 4 Insider Report for EARTHSTONE ENERGY INC (ESTE)

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Stock symbol
ESTE
Transactions as of
Sep 30, 2021
Transactions value $
-$109,784
Form type
4
Date filed
9/30/2021, 04:05 PM
Previous filing
Aug 20, 2021
Next filing
Oct 8, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability -$110K -11.9K -19.68% $9.19 48.8K Sep 30, 2021 Direct F1
holding ESTE Class A Common Stock 565K Sep 30, 2021 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.