Frank Alan Lodzinski - 30 Sep 2021 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role
Executive Chairman, Director
Signature
/s/ Frank A. Lodzinski
Issuer symbol
N/A
Transactions as of
30 Sep 2021
Net transactions value
-$109,784
Form type
4
Filing time
30 Sep 2021, 16:05:54 UTC
Previous filing
20 Aug 2021
Next filing
08 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESTE Class A Common Stock Tax liability $109,784 -11,946 -20% $9.19 48,767 30 Sep 2021 Direct F1
holding ESTE Class A Common Stock 565,208 30 Sep 2021 By Azure Energy, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on September 30, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan.
F2 The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A common stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein.