| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ESTE | Class A Common Stock | Sale | -$558K | -50K | -10.81% | $11.15 | 412K | Jun 29, 2021 | By Azure Energy, LLC | F1, F2 |
| transaction | ESTE | Class A Common Stock | Tax liability | -$133K | -11.9K | -5.3% | $11.17 | 214K | Jun 30, 2021 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.54, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F2 | The reporting person disclaims beneficial ownership of any shares of the Registrant's Class A Common Stock held by Azure Energy, LLC, except to the extent of his pecuniary interest therein. |
| F3 | Shares of Class A Common Stock withheld by the Registrant to cover tax withholding obligations of the reporting person arising from the settlement of a restricted stock unit award on June 30, 2021 granted under the Earthstone Energy, Inc. 2014 Long-Term Incentive Plan. |