Mark Lumpkin Jr. - 18 May 2021 Form 4 Insider Report for EARTHSTONE ENERGY INC

Role: EVP and CFO
Signature: /s/ Mark Lumpkin, Jr.
Issuer symbol: N/A
Transactions as of: 18 May 2021
Net transactions value: -$302,910
Form type: 4
Filing time: 20 May 2021, 16:05:36 UTC
Next filing: 01 Jul 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ESTE	Class A Common Stock	Sale	$302,910	-30,000	-14%	$10.10	184,496	18 May 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
F2	The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.952 to $10.25, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Content

These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.952 to $10.25, inclusive. The reporting person undertakes to provide to the Registrant, any security holder of the Registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.