Quick Takeaways
- This page summarizes Thomas J. Hook's Form 4 filing for BARNES GROUP INC.
- 9 reported transactions and 3 derivative rows are listed below.
- Filing timestamp: 19 Dec 2024, 16:57.
Thomas J. Hook - 17 Dec 2024 Form 4 Insider Report for BARNES GROUP INC
- Signature
- Thomas J. Hook by Daniela Rivera under Power of Attorney
- Issuer symbol
- N/A
- Transactions as of
- 17 Dec 2024
- Net transactions value
- -$8,292,597
- Form type
- 4
- Filing time
- 19 Dec 2024, 16:57:54 UTC
- Previous filing
- 18 Dec 2024
- Next filing
- 27 Jan 2025
- SEC
- View on sec.gov
Quoteable Key Fact
"Thomas J. Hook filed Form 4 for BARNES GROUP INC on 19 Dec 2024."
What Changed
- Previous filing in this sequence was filed on 18 Dec 2024.
- Current net transaction value: -$8,292,597.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
B
transaction
Common Stock
Options Exercise
- Transaction value
- $35,880,870
- Shares
- +1,183,406
- Change %
- +314%
- Price
- $30.32
- Shares after
- 1,559,956
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2
B
transaction
Common Stock
Tax liability
- Transaction value
- $43,727,439
- Shares
- -927,018
- Change %
- -59%
- Price
- $47.17
- Shares after
- 632,938
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F2, F3
B
transaction
Common Stock
Options Exercise
- Transaction value
- $2,840,208
- Shares
- +63,200
- Change %
- +10%
- Price
- $44.94
- Shares after
- 696,138
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2
B
transaction
Common Stock
Tax liability
- Transaction value
- $2,895,672
- Shares
- -61,388
- Change %
- -8.8%
- Price
- $47.17
- Shares after
- 634,750
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F2, F3
B
transaction
Common Stock
Options Exercise
- Transaction value
- $2,752,798
- Shares
- +79,400
- Change %
- +13%
- Price
- $34.67
- Shares after
- 714,150
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2
B
transaction
Common Stock
Tax liability
- Transaction value
- $3,143,362
- Shares
- -66,639
- Change %
- -9.3%
- Price
- $47.17
- Shares after
- 647,511
- Date
- 17 Dec 2024
- Ownership
- Direct
- Footnotes
- F2, F3
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
B
transaction
Derivative
Stock Option-Right to Buy
Options Exercise
- Transaction value
- $0
- Shares
- -1,183,406
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 17 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,183,406
- Exercise price
- $30.32
- Footnotes
- F4
B
transaction
Derivative
Employee Stock Option-Right to Buy
Options Exercise
- Transaction value
- $0
- Shares
- -63,200
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 17 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 63,200
- Exercise price
- $44.94
- Footnotes
- F4
B
transaction
Derivative
Employee Stock Option-Right to Buy
Options Exercise
- Transaction value
- $0
- Shares
- -79,400
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 17 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 79,400
- Exercise price
- $34.67
- Footnotes
- F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Reflects the exercise of stock options granted on 7/14/2022, 2/9/2023, and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement. |
| F2 | Includes balances of 14,799 Restricted Stock Units ("RSUs") granted 2/9/2023, and 28,800 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. |
| F3 | Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above. |
| F4 | The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 7/14/2022, 2/9/2023, and 2/8/2024 grant date, respectively. |