LUKAS HOVORKA - 09 Feb 2023 Form 4 Insider Report for BARNES GROUP INC

Role
SVP, Corporate Development
Signature
Lukas Hovorka by Patricia A. Bradley under Power of Attorney
Issuer symbol
N/A
Transactions as of
09 Feb 2023
Net transactions value
-$172,435
Form type
4
Filing time
13 Feb 2023, 14:09:19 UTC
Previous filing
06 Sep 2022
Next filing
14 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction B Common Stock Tax liability $172,435 -3,837 -13% $44.94 26,642 09 Feb 2023 Direct F1
transaction B Common Stock Award $0 +2,800 +11% $0.000000 29,442 09 Feb 2023 Direct F1, F2
holding B Common Stock 7,917 09 Feb 2023 By Company's 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction B Employee Stock Option-Right to Buy Award $0 +5,300 $0.000000 5,300 09 Feb 2023 Common Stock 5,300 $44.94 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes balances of 399 Restricted Stock Units ("RSUs") granted 2/13/2020, 1333 RSUs granted 3/1/2021, and 2500 RSUs granted 2/10/2022, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
F2 Reporting Person has received 2,800 Restricted Stock Units that are subject to forfeiture if certain events occur and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
F3 The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/9/2023 grant date.