Patrick Dempsey - 31 Oct 2022 Form 4 Insider Report for BARNES GROUP INC

Reporting relationship: Executive Vice Chairman, Director
Issuer ticker: N/A
Reported as of: 31 Oct 2022
Net transaction value: -$269,802
SEC form: 4
Accepted by SEC: 02 Nov 2022, 16:46:56 UTC
Prior SEC filing: 16 Aug 2022
Next SEC filing: 05 Jun 2023
Source filing: View source filing
Reporting owner signature: Patrick Dempsey by Patricia A. Bradley under Power of Attorney

Key filing fact

Patrick Dempsey filed Form 4 for BARNES GROUP INC on 02 Nov 2022.

Key facts

This page summarizes Patrick Dempsey's Form 4 filing for BARNES GROUP INC.
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Nov 2022, 16:46.

Change

Previous filing in this sequence was filed on 16 Aug 2022.
Current net transaction value: -$269,802.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

B transaction

Common Stock

Disposed to Issuer

Transaction value: $0
Shares: -19,804
Change %: -4.7%
Price: $0.000000
Shares after: 403,746
Date: 31 Oct 2022
Ownership: Direct
Footnotes: F1, F2

B transaction

Common Stock

Tax liability

Transaction value: $269,802
Shares: -7,628
Change %: -1.9%
Price: $35.37
Shares after: 396,118
Date: 31 Oct 2022
Ownership: Direct
Footnotes: F3

B holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,409
Date: 31 Oct 2022
Ownership: By Company's 401(k) Plan

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Reporting Person Patrick Dempsey retired on 10/31/2022. In accordance with forfeiture provisions of underlying grant agreements, a total of 19,804 unvested Restricted Stock Units ("RSUs") were forfeited on 10/31/2022 as follows: 915 RSUs under 2/13/2020 grant, 4,585 RSUs under 2/11/2021 grant, and 14,304 RSUs under 2/10/2022 grant.

Footnote F2

Includes balances of 3,167 RSUs granted 2/13/2020, 6,657 RSUs granted 2/11/2021, and 6,896 RSUs granted 2/10/2022, that are vesting in accordance with retirement provisions of underlying grant agreements, and are payable in shares of common stock. See Footnote 3 below.

Footnote F3

Includes the following RSUs that vested on 10/31/2022 in accordance with retirement provisions of underlying grant agreements: 3,167 RSUs under grant dated 2/13/2020, 6,657 RSUs under grant dated 2/11/2021, and 6,896 RSUs under grant dated 2/10/2022; 7,628 shares were withheld to cover taxes.

SEC remarks

Also in accordance with forfeiture provisions of underlying grant agreements, a total of 134,392 stock options-right to buy were forfeited on 10/31/2022.