Quick Takeaways
- This page summarizes Patrick Dempsey's Form 4 filing for BARNES GROUP INC.
- 2 reported transactions and 0 derivative rows are listed below.
- Filing timestamp: 02 Nov 2022, 16:46.
Patrick Dempsey - 31 Oct 2022 Form 4 Insider Report for BARNES GROUP INC
- Signature
- Patrick Dempsey by Patricia A. Bradley under Power of Attorney
- Issuer symbol
- N/A
- Transactions as of
- 31 Oct 2022
- Net transactions value
- -$269,802
- Form type
- 4
- Filing time
- 02 Nov 2022, 16:46:56 UTC
- Previous filing
- 16 Aug 2022
- Next filing
- 05 Jun 2023
- SEC
- View on sec.gov
Quoteable Key Fact
"Patrick Dempsey filed Form 4 for BARNES GROUP INC on 02 Nov 2022."
What Changed
- Previous filing in this sequence was filed on 16 Aug 2022.
- Current net transaction value: -$269,802.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | B | Common Stock | Disposed to Issuer | $0 | -19,804 | -4.7% | $0.000000 | 403,746 | 31 Oct 2022 | Direct | F1, F2 |
| transaction | B | Common Stock | Tax liability | $269,802 | -7,628 | -1.9% | $35.37 | 396,118 | 31 Oct 2022 | Direct | F3 |
| holding | B | Common Stock | 4,409 | 31 Oct 2022 | By Company's 401(k) Plan |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Reporting Person Patrick Dempsey retired on 10/31/2022. In accordance with forfeiture provisions of underlying grant agreements, a total of 19,804 unvested Restricted Stock Units ("RSUs") were forfeited on 10/31/2022 as follows: 915 RSUs under 2/13/2020 grant, 4,585 RSUs under 2/11/2021 grant, and 14,304 RSUs under 2/10/2022 grant. |
| F2 | Includes balances of 3,167 RSUs granted 2/13/2020, 6,657 RSUs granted 2/11/2021, and 6,896 RSUs granted 2/10/2022, that are vesting in accordance with retirement provisions of underlying grant agreements, and are payable in shares of common stock. See Footnote 3 below. |
| F3 | Includes the following RSUs that vested on 10/31/2022 in accordance with retirement provisions of underlying grant agreements: 3,167 RSUs under grant dated 2/13/2020, 6,657 RSUs under grant dated 2/11/2021, and 6,896 RSUs under grant dated 2/10/2022; 7,628 shares were withheld to cover taxes. |
Remarks:
Also in accordance with forfeiture provisions of underlying grant agreements, a total of 134,392 stock options-right to buy were forfeited on 10/31/2022.