Key facts
- This page summarizes Thomas J. Hook's Form 4 filing for BARNES GROUP INC.
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 15 Jul 2022, 11:49.
Thomas J. Hook - 14 Jul 2022 Form 4 Insider Report for BARNES GROUP INC
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- N/A
- Reported as of
- 14 Jul 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 15 Jul 2022, 11:49:09 UTC
- Prior SEC filing
- 15 Feb 2022
- Next SEC filing
- 03 Aug 2022
- Source filing
- View source filing
- Reporting owner signature
- Thomas J. Hook by Patricia A. Bradley under Power of Attorney
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas J. Hook filed Form 4 for BARNES GROUP INC on 15 Jul 2022.
Change
- Previous filing in this sequence was filed on 15 Feb 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
B
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,375
- Date
- 14 Jul 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
B
transaction
Derivative
Stock Option-Right to Buy
Award
- Transaction value
- $0
- Shares
- +1,183,406
- Change %
- Price
- $0.000000
- Shares after
- 1,183,406
- Date
- 14 Jul 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,183,406
- Exercise price
- $30.32
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Includes a balance of 1,735 Restricted Stock Units granted 2/11/2022, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date.
Footnote F2
Performance stock option granted on 7/14/2022, which is scheduled to vest and become exercisable on July 14, 2027 (the "vesting date"), subject to the reporting person's continued service to Barnes Group Inc. (the "Company") and the achievement of compound annual growth rate ("CAGR") levels in respect of the price of the Company's common shares above the option exercise price as of the vesting date, with 0% vesting at a CAGR of less than 5%, 33.3% vesting at a CAGR of 5%, 66.6% vesting at a CAGR of 7% and 100% vesting at a CAGR of 9% or greater, with linear interpolation between such CAGR levels. The grant would be subject to full accelerated vesting in the event of certain qualifying involuntary terminations of the reporting person's service, subject to his execution of a release of claims in favor of the Company.