DAWN N. EDWARDS - 12 Aug 2021 Form 4 Insider Report for BARNES GROUP INC

Signature
Dawn N. Edwards by Patricia A. Bradley under Power of Attorney
Issuer symbol
N/A
Transactions as of
12 Aug 2021
Net transactions value
-$172,094
Form type
4
Filing time
16 Aug 2021, 15:56:14 UTC
Previous filing
10 Aug 2021
Next filing
14 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction B Common Stock Options Exercise $167,517 +6,300 +8.6% $26.59 79,875 12 Aug 2021 Direct F1
transaction B Common Stock Sale $315,000 -6,300 -7.9% $50.00 73,575 12 Aug 2021 Direct F1
transaction B Common Stock Tax liability $24,611 -489 -0.66% $50.33 73,086 13 Aug 2021 Direct F2
holding B Common Stock 17,731 12 Aug 2021 by Company's 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction B Employee Stock Option-Right to Buy Options Exercise $0 -6,300 -100% $0.000000* 0 12 Aug 2021 Common Stock 6,300 $26.59 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes balances of 1133 Restricted Stock Units ("RSUs") granted 2/13/2019, 1600 RSUs granted 2/13/2020, and 2800 RSUs granted 2/11/2021, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
F2 Includes balances of 566 Restricted Stock Units ("RSUs") granted 2/13/2019, 1066 RSUs granted 2/13/2020, and 2800 RSUs granted 2/11/2021, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date.
F3 The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.