Ronald J. Lewis - 13 Sep 2021 Form 4 Insider Report for BALL Corp (BALL)

Role
SR VP & COO
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Lewis
Issuer symbol
BALL
Transactions as of
13 Sep 2021
Net transactions value
+$251,328
Form type
4
Filing time
15 Sep 2021, 18:43:01 UTC
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $448,948 +4,773 +81% $94.06 10,668 13 Sep 2021 Direct F1, F2
transaction BALL Common Stock Tax liability $197,620 -2,101 -20% $94.06 8,567 13 Sep 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Restricted Stock Units Options Exercise $0 -4,773 -15% $0.000000 26,453 13 Sep 2021 Common Stock 4,773 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F3 Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F4 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F5 Lapse of restricted stock units.