Scott Morrison - Aug 17, 2021 Form 4 Insider Report for BALL Corp (BALL)

Role: E.V.P. and C.F.O.
Signature: /s/ Charles E. Baker, attorney-in-fact for Mr. Morrison
Stock symbol: BALL
Transactions as of: Aug 17, 2021
Transactions value $: -$27
Form type: 4
Date filed: 8/19/2021, 07:00 PM
Previous filing: Jul 19, 2021
Next filing: Sep 17, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BALL	Common Stock	Options Exercise	$15.1K	+800	+0.21%	$18.85	384K	Aug 17, 2021	Direct	F1, F2, F3
transaction	BALL	Common Stock	Tax liability	-$15.1K	-169	-0.04%	$89.39	383K	Aug 17, 2021	Direct	F3, F4
holding	BALL	Common Stock						8.46K	Aug 17, 2021	401(k) Plan	F3, F5
holding	BALL	Common Stock						128K	Aug 17, 2021	Trust	F3
holding	BALL	Common Stock						100	Aug 17, 2021	By Son	F3

Showing 1 to 5 of 5 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BALL	Stock Option (Right to Buy)	Options Exercise	$0	-800	-100%	$0.00^*	0	Aug 17, 2021	Common Stock	800	$18.85	Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Exercise of Incentive Stock Options (ISOs).
F2	18,772 of these shares were previously reported as owned by the reporting person's trust but were transferred to the reporting person on August 9, 2021.
F3	The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F4	Option exercise cost was covered through a stock swap transaction.
F5	Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.