Scott C. Morrison - 17 Aug 2021 Form 4 Insider Report for BALL Corp (BALL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
19 Aug 2021, 19:00:51 UTC
Prior SEC filing
19 Jul 2021
Next SEC filing
17 Sep 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Morrison

Key filing fact

Scott C. Morrison filed Form 4 for BALL Corp (BALL) on 19 Aug 2021.

Key facts

  • This page summarizes Scott C. Morrison's Form 4 filing for BALL Corp (BALL).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 19 Aug 2021, 19:00.

Change

  • Previous filing in this sequence was filed on 19 Jul 2021.
  • Current net transaction value: -$26.91.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BALL transaction

Common Stock

Options Exercise

Transaction value
$15,080
Shares
+800
Change %
+0.21%
Price
$18.85
Shares after
383,668
Date
17 Aug 2021
Ownership
Direct
Footnotes
F1, F2, F3
BALL transaction

Common Stock

Tax liability

Transaction value
$15,107
Shares
-169
Change %
-0.04%
Price
$89.39
Shares after
383,499
Date
17 Aug 2021
Ownership
Direct
Footnotes
F3, F4
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,457
Date
17 Aug 2021
Ownership
401(k) Plan
Footnotes
F3, F5
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
128,256
Date
17 Aug 2021
Ownership
Trust
Footnotes
F3
BALL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
100
Date
17 Aug 2021
Ownership
By Son
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BALL transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-800
Change %
-100%
Price
$0.000000*
Shares after
0
Date
17 Aug 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
800
Exercise price
$18.85
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Exercise of Incentive Stock Options (ISOs).

Footnote F2

18,772 of these shares were previously reported as owned by the reporting person's trust but were transferred to the reporting person on August 9, 2021.

Footnote F3

The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

Footnote F4

Option exercise cost was covered through a stock swap transaction.

Footnote F5

Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

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