Scott Morrison - Aug 17, 2021 Form 4 Insider Report for BALL Corp (BALL)

Role
E.V.P. and C.F.O.
Signature
/s/ Charles E. Baker, attorney-in-fact for Mr. Morrison
Stock symbol
BALL
Transactions as of
Aug 17, 2021
Transactions value $
-$27
Form type
4
Date filed
8/19/2021, 07:00 PM
Previous filing
Jul 19, 2021
Next filing
Sep 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $15.1K +800 +0.21% $18.85 384K Aug 17, 2021 Direct F1, F2, F3
transaction BALL Common Stock Tax liability -$15.1K -169 -0.04% $89.39 383K Aug 17, 2021 Direct F3, F4
holding BALL Common Stock 8.46K Aug 17, 2021 401(k) Plan F3, F5
holding BALL Common Stock 128K Aug 17, 2021 Trust F3
holding BALL Common Stock 100 Aug 17, 2021 By Son F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Stock Option (Right to Buy) Options Exercise $0 -800 -100% $0.00* 0 Aug 17, 2021 Common Stock 800 $18.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of Incentive Stock Options (ISOs).
F2 18,772 of these shares were previously reported as owned by the reporting person's trust but were transferred to the reporting person on August 9, 2021.
F3 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F4 Option exercise cost was covered through a stock swap transaction.
F5 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.