Quick Takeaways
- This page summarizes Scott C. Morrison's Form 4 filing for BALL Corp (BALL).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 18 May 2021, 16:45.
Scott C. Morrison - 14 May 2021 Form 4 Insider Report for BALL Corp (BALL)
- Role
- E.V.P. and C.F.O.
- Signature
- /s/ Charles E. Baker, attorney-in-fact for Mr. Morrison
- Issuer symbol
- BALL
- Transactions as of
- 14 May 2021
- Net transactions value
- -$612,616
- Form type
- 4
- Filing time
- 18 May 2021, 16:45:51 UTC
- Next filing
- 19 Jul 2021
- SEC
- View on sec.gov
Quoteable Key Fact
"Scott C. Morrison filed Form 4 for BALL Corp (BALL) on 18 May 2021."
What Changed
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$612,616.
Why This Matters
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Source Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Common Stock | Options Exercise | $484,562 | +21,100 | +6.1% | $22.96 | 367,607 | 14 May 2021 | Direct | F1, F2 |
| transaction | BALL | Common Stock | Tax liability | $1,097,177 | -12,314 | -3.3% | $89.10 | 355,293 | 14 May 2021 | Direct | F2, F3 |
| holding | BALL | Common Stock | 8,442 | 14 May 2021 | 401(k) Plan | F2, F4 | |||||
| holding | BALL | Common Stock | 147,028 | 14 May 2021 | Trust | F2 | |||||
| holding | BALL | Common Stock | 100 | 14 May 2021 | By Son | F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BALL | Stock Appreciation Rights (sars) | Options Exercise | $0 | -21,100 | -33% | $0.000000 | 42,200 | 14 May 2021 | Common Stock | 21,100 | $22.96 | Direct | F2, F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). |
| F2 | The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. |
| F3 | Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. |
| F4 | Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. |
| F5 | Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 4, 2020 10b5- 1 Plan. |