Key facts
- This page summarizes Thomas E. Ferguson's Form 4 filing for AZZ INC (AZZ).
- 12 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 08 May 2023, 19:01.
Thomas E. Ferguson - 04 May 2023 Form 4 Insider Report for AZZ INC (AZZ)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AZZ
- Reported as of
- 04 May 2023
- Net transaction value
- -$417,813
- SEC form
- 4
- Accepted by SEC
- 08 May 2023, 19:01:54 UTC
- Prior SEC filing
- 02 May 2023
- Next SEC filing
- 11 May 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tara D. Mackey, attorney-in-fact for Thomas E. Ferguson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas E. Ferguson filed Form 4 for AZZ INC (AZZ) on 08 May 2023.
Change
- Previous filing in this sequence was filed on 02 May 2023.
- Current net transaction value: -$417,813.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +5,833
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 176,383
- Date
- 04 May 2023
- Ownership
- Direct
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +150
- Change %
- +0.09%
- Price
- $0.000000
- Shares after
- 176,533
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F1
AZZ
transaction
COMMON STOCK
Tax liability
- Transaction value
- $70,240
- Shares
- -1,935
- Change %
- -1.1%
- Price
- $36.30
- Shares after
- 174,598
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F2
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +9,062
- Change %
- +5.2%
- Price
- $0.000000
- Shares after
- 183,660
- Date
- 04 May 2023
- Ownership
- Direct
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +435
- Change %
- +0.24%
- Price
- $0.000000
- Shares after
- 184,095
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F3
AZZ
transaction
COMMON STOCK
Tax liability
- Transaction value
- $109,699
- Shares
- -3,022
- Change %
- -1.6%
- Price
- $36.30
- Shares after
- 181,073
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F2
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +17,941
- Change %
- +9.9%
- Price
- $0.000000
- Shares after
- 199,014
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F4
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +862
- Change %
- +0.43%
- Price
- $0.000000
- Shares after
- 199,876
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F5
AZZ
transaction
COMMON STOCK
Tax liability
- Transaction value
- $237,874
- Shares
- -6,553
- Change %
- -3.3%
- Price
- $36.30
- Shares after
- 193,323
- Date
- 04 May 2023
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AZZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,833
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 May 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 5,833
- Exercise price
- Footnotes
- F6, F7, F8
AZZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -9,062
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 May 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 9,062
- Exercise price
- Footnotes
- F6, F8, F9
AZZ
transaction
Derivative
Performance Share Units
Options Exercise
- Transaction value
- $0
- Shares
- -17,941
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 May 2023
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 17,941
- Exercise price
- Footnotes
- F8, F10, F11
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 11 footnotes
Footnote F1
Represent the vesting of dividend equivalent rights on restricted stock units (RSUs) granted on 5/4/2020, which AZZ has elected to pay in shares of AZZ common stock.
Footnote F2
The reporting person disposed of common stock to satisfy tax withholding obligations.
Footnote F3
Represent the vesting of dividend equivalent rights on RSUs granted on 5/4/2021, which AZZ has elected to pay in shares of AZZ common stock.
Footnote F4
This number represents the number of shares issued to the Reporting Person based upon the achievement of 66% of the pre-established performance goals over the three-year performance cycle. This target PSU award was previously granted on 5/4/2020.
Footnote F5
Represents the vesting of dividend equivalent rights on performance share units (PSUs) granted on 5/4/2020, which AZZ has elected to pay in shares of AZZ common stock.
Footnote F6
Each RSU represents a contingent right to receive one share of AZZ common stock.
Footnote F7
The RSUs granted on 5/4/2020, vest ratably over a 3-year period beginning on 5/4/2021.
Footnote F8
Once vested, the shares of common stock are not subject to expiration.
Footnote F9
The RSUs granted on 5/4/2021, vest ratably over a 3-year period beginning on 5/4/2022.
Footnote F10
Each performance share unit (PSU) represents a contingent right to receive shares of AZZ common stock with the actual number varying based on achieved results.
Footnote F11
The PSUs were granted under AZZ's 2014 Long Term Incentive Plan (the "2014 Plan") and had a three-year performance cycle (3/1/2020 - 2/28/2023).