Key facts
- This page summarizes Chris M. Bacius's Form 4 filing for AZZ INC (AZZ).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 Jul 2021, 16:17.
Chris M. Bacius - 22 Jul 2021 Form 4 Insider Report for AZZ INC (AZZ)
- Reporting relationship
- VP, Corporate Development
- Issuer ticker
- AZZ
- Reported as of
- 22 Jul 2021
- Net transaction value
- -$3,839
- SEC form
- 4
- Accepted by SEC
- 26 Jul 2021, 16:17:37 UTC
- Prior SEC filing
- 01 Jul 2021
- Next SEC filing
- 06 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tara D. Mackey, attorney-in-fact for Chris M. Bacius
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Chris M. Bacius filed Form 4 for AZZ INC (AZZ) on 26 Jul 2021.
Change
- Previous filing in this sequence was filed on 01 Jul 2021.
- Current net transaction value: -$3,839.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $126,230
- Shares
- +2,724
- Change %
- +16%
- Price
- $46.34
- Shares after
- 19,706
- Date
- 22 Jul 2021
- Ownership
- Direct
AZZ
transaction
COMMON STOCK
Disposed to Issuer
- Transaction value
- $126,266
- Shares
- -2,424
- Change %
- -12%
- Price
- $52.09
- Shares after
- 17,282
- Date
- 22 Jul 2021
- Ownership
- Direct
- Footnotes
- F1
AZZ
transaction
COMMON STOCK
Tax liability
- Transaction value
- $3,803
- Shares
- -73
- Change %
- -0.42%
- Price
- $52.09
- Shares after
- 17,209
- Date
- 22 Jul 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AZZ
transaction
Derivative
STOCK APPRECIATION RIGHTS
Options Exercise
- Transaction value
- $0
- Shares
- -2,724
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 22 Jul 2021
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 2,724
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Shares forfeited for the conversion of stock appreciation rights ("SARs"), which were settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price ($46.34) over the exercise prices ($52.09).
Footnote F2
The reporting person forfeited 73 shares of common stock to satisfy tax withholding obligations on the exercised SARs.
Footnote F3
The conversion of SARs are settled in shares of AZZ common stock in an amount equal to the excess value of the grant date price of ($46.34) over the exercise price of ($52.09) on the exercise date.
Footnote F4
On September 1, 2014, the reporting person was granted SARs, which vested ratably over a three-year period beginning on March 1, 2015.
Footnote F5
The SARs granted on September 1, 2014 have an expiration date of September 1, 2021.