Key facts
- This page summarizes Thomas E. Ferguson's Form 4 filing for AZZ INC (AZZ).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 24 May 2021, 17:15.
Thomas E. Ferguson - 22 May 2021 Form 4 Insider Report for AZZ INC (AZZ)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- AZZ
- Reported as of
- 22 May 2021
- Net transaction value
- -$125,233
- SEC form
- 4
- Accepted by SEC
- 24 May 2021, 17:15:55 UTC
- Prior SEC filing
- 20 May 2021
- Next SEC filing
- 01 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Tara D. Mackey, attorney-in-fact for Thomas E. Ferguson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas E. Ferguson filed Form 4 for AZZ INC (AZZ) on 24 May 2021.
Change
- Previous filing in this sequence was filed on 20 May 2021.
- Current net transaction value: -$125,233.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +5,743
- Change %
- +4.4%
- Price
- $0.000000
- Shares after
- 135,806
- Date
- 22 May 2021
- Ownership
- Direct
AZZ
transaction
COMMON STOCK
Options Exercise
- Transaction value
- $0
- Shares
- +197
- Change %
- +0.15%
- Price
- $0.000000
- Shares after
- 136,003
- Date
- 22 May 2021
- Ownership
- Direct
- Footnotes
- F1
AZZ
transaction
COMMON STOCK
Tax liability
- Transaction value
- $125,233
- Shares
- -2,336
- Change %
- -1.7%
- Price
- $53.61
- Shares after
- 133,667
- Date
- 22 May 2021
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AZZ
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,743
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 5,743
- Date
- 22 May 2021
- Ownership
- Direct
- Underlying class
- COMMON STOCK
- Underlying amount
- 5,743
- Exercise price
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents the vesting of dividend equivalent rights that accrued on 5,743 restricted stock units ("RSUs') granted on 5/22/2019, which AZZ has settled in shares of AZZ common stock. These dividend equivalent rights vest when, and if, the underlying RSUs vest.
Footnote F2
The reporting person disposed of 2,336 shares of common stock to satisfy tax withholding obligations.
Footnote F3
Each RSU represents a contingent right to receive one share of AZZ common stock.
Footnote F4
The RSUs are granted under AZZ's 2014 Long Term Incentive Plan and vest over a 3-year period with 1/3rd of the RSUs vesting on each of the first, second and third anniversaries of the grant date, which was 5/22/2019.
Footnote F5
Once vested, the shares of AZZ common stock are not subject to expiration.