James Mulato - 07 Dec 2023 Form 4 Insider Report for ASTRONICS CORP (ATRO)

Reporting relationship: Pres Astronics Test Systems
Issuer ticker: ATRO
Reported as of: 07 Dec 2023
Net transaction value: +$128,735
SEC form: 4
Accepted by SEC: 11 Dec 2023, 16:31:29 UTC
Prior SEC filing: 02 Oct 2023
Next SEC filing: 26 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/Julie Davis, as Power of Attorney for James Mulato

Key filing fact

James Mulato filed Form 4 for ASTRONICS CORP (ATRO) on 11 Dec 2023.

Key facts

This page summarizes James Mulato's Form 4 filing for ASTRONICS CORP (ATRO).
2 reported transactions and 20 derivative rows are listed below.
Accepted by SEC: 11 Dec 2023, 16:31.

Change

Previous filing in this sequence was filed on 02 Oct 2023.
Current net transaction value: +$128,735.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ATRO transaction

$.01 PV Com Stk

Other

Transaction value: $2,990
Shares: +193
Change %: +0.93%
Price: $15.50
Shares after: 20,855
Date: 20 Nov 2023
Ownership: Direct
Footnotes: F1

ATRO holding

$.01 PV CL B STK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,195
Date: 07 Dec 2023
Ownership: Direct

ATRO holding

$.01 PV Com Stk

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100
Date: 07 Dec 2023
Ownership: Spouse
Footnotes: F2

ATRO holding

$.01 PV CL B STK

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 32
Date: 07 Dec 2023
Ownership: Spouse
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ATRO transaction Derivative

Option

Options Exercise

Transaction value: $125,745
Shares: +8,300
Change %
Price: $15.15
Shares after: 8,300
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 8,300
Exercise price: $15.15

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,400
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 2,400
Exercise price: $34.75

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,980
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV CL B STK
Underlying amount: 1,980
Exercise price: $34.75

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,300
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 3,300
Exercise price: $30.83

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,719
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV CL B STK
Underlying amount: 1,719
Exercise price: $30.83

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 4,300
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 4,300
Exercise price: $27.72

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,387
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV CL B STK
Underlying amount: 1,387
Exercise price: $27.72

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,560
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 6,560
Exercise price: $31.76

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 984
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV CL B STK
Underlying amount: 984
Exercise price: $31.76

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 7,950
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 7,950
Exercise price: $35.61

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,193
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV CL B STK
Underlying amount: 1,193
Exercise price: $35.61

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,570
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 11,570
Exercise price: $31.57

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 18,150
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 18,150
Exercise price: $30.04

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 27,000
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 27,000
Exercise price: $14.45

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 210
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 210
Exercise price
Footnotes: F3, F4

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,450
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 10,450
Exercise price
Footnotes: F3, F5

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 32,700
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 32,700
Exercise price: $11.13

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,550
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 12,550
Exercise price
Footnotes: F3, F6

ATRO holding Derivative

Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 35,600
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 35,600
Exercise price: $9.74

ATRO holding Derivative

Restricted Stock Unit

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 11,500
Date: 07 Dec 2023
Ownership: Direct
Underlying class: $.01 PV Com Stk
Underlying amount: 11,500
Exercise price
Footnotes: F3, F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Reflects issuer's contribution to the reporting person's account in the issuer stock fund included in the issuer's 401(k) plan. The shares are held in the 401(k) account.

Footnote F2

Represents shares owned by his wife.

Footnote F3

Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

Footnote F4

These restricted stock units vest ratably on each anniversary of the grant date over three years.

Footnote F5

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2021- December 31, 2023. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on December 31, 2023, with the vesting percentage determined based on actual performance.

Footnote F6

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January1, 2022- December 31, 2024. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 24, 2025, with the vesting percentage determined based on actual performance.

Footnote F7

Vesting of these restricted stock units depends on Astronics Corp.'s average annual adjusted EBITDA for the period January 1, 2023- December 31, 2025. The "target" number of restricted stock units is reported. Between 75% and 115% of the target number of units may vest on February 23, 2026, with the vesting percentage determined based on actual performance.