Patrick D. Quarles - 18 Mar 2022 Form 4 Insider Report for TRECORA RESOURCES

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 Mar 2022, 16:17:28 UTC
Prior SEC filing
01 Mar 2022
Next SEC filing
28 Jun 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Groves as attorney in fact for Patrick D. Quarles

Key filing fact

Patrick D. Quarles filed Form 4 for TRECORA RESOURCES on 22 Mar 2022.

Key facts

  • This page summarizes Patrick D. Quarles's Form 4 filing for TRECORA RESOURCES.
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 22 Mar 2022, 16:17.

Change

  • Previous filing in this sequence was filed on 01 Mar 2022.
  • Current net transaction value: -$51,162.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TREC transaction

Common stock

Options Exercise

Transaction value
Shares
+16,859
Change %
+5.5%
Price
Shares after
324,266
Date
18 Mar 2022
Ownership
Direct
Footnotes
F1
TREC transaction

Common stock

Tax liability

Transaction value
$51,162
Shares
-5,901
Change %
-1.8%
Price
$8.67
Shares after
318,365
Date
18 Mar 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-16,859
Change %
-5.3%
Price
$0.000000
Shares after
299,841
Date
18 Mar 2022
Ownership
Direct
Underlying class
Common stock
Underlying amount
16,859
Exercise price
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Granted as officer compensation. Converts into common stock on a one-for-one basis.

Footnote F2

One half of award vests ratably over 3 years beginning with the first anniversary date of the grant date. The remaining 50% vest at the end of three years subject to performance criteria.

Footnote F3

Adjusted to reflect the portion of awards subject to performance criteria which were forfeited since performance criteria was not met.

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