Rafael Pons - 25 Feb 2022 Form 4 Insider Report for TRECORA RESOURCES

Reporting relationship: Chief Manufacturing Officer
Issuer ticker: N/A
Reported as of: 25 Feb 2022
Net transaction value: -$8,553
SEC form: 4
Accepted by SEC: 01 Mar 2022, 15:44:10 UTC
Prior SEC filing: 18 Feb 2022
Next SEC filing: 28 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Christopher Groves as attorney in fact for Rafael Pons

Key filing fact

Rafael Pons filed Form 4 for TRECORA RESOURCES on 01 Mar 2022.

Key facts

This page summarizes Rafael Pons's Form 4 filing for TRECORA RESOURCES.
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 01 Mar 2022, 15:44.

Change

Previous filing in this sequence was filed on 18 Feb 2022.
Current net transaction value: -$8,553.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TREC transaction

Common stock

Options Exercise

Transaction value: $0
Shares: +3,204
Change %: +96%
Price: $0.000000
Shares after: 6,551
Date: 25 Feb 2022
Ownership: Direct
Footnotes: F1

TREC transaction

Common stock

Tax liability

Transaction value: $8,553
Shares: -961
Change %: -15%
Price: $8.90
Shares after: 5,590
Date: 25 Feb 2022
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -3,204
Change %: -6.6%
Price: $0.000000
Shares after: 44,985
Date: 25 Feb 2022
Ownership: Direct
Underlying class: Common stock
Underlying amount: 3,204
Exercise price
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Granted as officer compensation. Converts into common stock on a one-for-one basis.

Footnote F2

Vesting of 1/3 of restricted stock which was granted on 02/25/21 and vests in three equal installments beginning on the first anniversary of the grant date.