Key facts
- This page summarizes Rafael Pons's Form 4 filing for TRECORA RESOURCES.
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Feb 2022, 15:45.
Rafael Pons - 13 Feb 2022 Form 4 Insider Report for TRECORA RESOURCES
- Reporting relationship
- Chief Manufacturing Officer
- Issuer ticker
- N/A
- Reported as of
- 13 Feb 2022
- Net transaction value
- -$6,083
- SEC form
- 4
- Accepted by SEC
- 15 Feb 2022, 15:45:13 UTC
- Prior SEC filing
- 15 Jun 2021
- Next SEC filing
- 18 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Christopher Groves as attorney in fact for Rafael Pons
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Rafael Pons filed Form 4 for TRECORA RESOURCES on 15 Feb 2022.
Change
- Previous filing in this sequence was filed on 15 Jun 2021.
- Current net transaction value: -$6,083.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TREC
transaction
Common stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,308
- Change %
- +133%
- Price
- $0.000000
- Shares after
- 4,039
- Date
- 13 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2
TREC
transaction
Common stock
Tax liability
- Transaction value
- $6,083
- Shares
- -692
- Change %
- -17%
- Price
- $8.79
- Shares after
- 3,347
- Date
- 13 Feb 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
TREC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -2,308
- Change %
- -7.5%
- Price
- $0.000000
- Shares after
- 28,457
- Date
- 13 Feb 2022
- Ownership
- Direct
- Underlying class
- Common stock
- Underlying amount
- 2,308
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.
Footnote F2
Granted as officer compensation. Converts into common stock on a one-for-one basis.