Rafael Pons - Feb 13, 2022 Form 4 Insider Report for TRECORA RESOURCES (TREC)

Role
Chief Manufacturing Officer
Signature
/s/ Christopher Groves as attorney in fact for Rafael Pons
Stock symbol
TREC
Transactions as of
Feb 13, 2022
Transactions value $
-$6,083
Form type
4
Date filed
2/15/2022, 03:45 PM
Previous filing
Jun 15, 2021
Next filing
Feb 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TREC Common stock Options Exercise $0 +2.31K +133.33% $0.00 4.04K Feb 13, 2022 Direct F1, F2
transaction TREC Common stock Tax liability -$6.08K -692 -17.13% $8.79 3.35K Feb 13, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TREC Restricted Stock Units Options Exercise $0 -2.31K -7.5% $0.00 28.5K Feb 13, 2022 Common stock 2.31K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of 1/3 of restricted stock which was granted on 02/13/20 and vests in three equal installments beginning on the first anniversary of the grant date.
F2 Granted as officer compensation. Converts into common stock on a one-for-one basis.