Nicholas Carter - 18 May 2021 Form 4 Insider Report for TRECORA RESOURCES

Reporting relationship
Director
Issuer ticker
N/A
Reported as of
18 May 2021
Net transaction value
+$106,141
Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
20 May 2021, 16:14:36 UTC
Prior SEC filing
14 May 2021
Next SEC filing
29 Apr 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Groves as attorney in fact for Nicholas Carter

Key filing fact

Nicholas Carter filed Form 4 for TRECORA RESOURCES on 20 May 2021.

Key facts

  • This page summarizes Nicholas Carter's Form 4 filing for TRECORA RESOURCES.
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 20 May 2021, 16:14.

Change

  • Previous filing in this sequence was filed on 14 May 2021.
  • Current net transaction value: +$106,141.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TREC transaction

Common stock

Options Exercise

Transaction value
$106,141
Shares
+13,251
Change %
+2.7%
Price
$8.01
Shares after
506,841
Date
18 May 2021
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TREC transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
Shares
-13,251
Change %
-56%
Price
Shares after
10,533
Date
18 May 2021
Ownership
Direct
Underlying class
Common stock
Underlying amount
13,251
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Granted as director compensation. Converts into common stock on a one-for-one basis. Vests one year from grant date.

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