Nicholas Carter - May 18, 2021 Form 4 Insider Report for TRECORA RESOURCES (TREC)

Role
Director
Signature
/s/ Christopher Groves as attorney in fact for Nicholas Carter
Stock symbol
TREC
Transactions as of
May 18, 2021
Transactions value $
$106,141
Form type
4
Date filed
5/20/2021, 04:14 PM
Previous filing
May 14, 2021
Next filing
Apr 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TREC Common stock Options Exercise $106K +13.3K +2.68% $8.01 507K May 18, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TREC Restricted Stock Units Options Exercise -13.3K -55.71% 10.5K May 18, 2021 Common stock 13.3K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Granted as director compensation. Converts into common stock on a one-for-one basis. Vests one year from grant date.