Vincent Roche - 01 Nov 2024 Form 4 Insider Report for ANALOG DEVICES INC (ADI)

Reporting relationship: Chair & CEO, Director
Issuer ticker: ADI
Reported as of: 01 Nov 2024
Net transaction value: -$2,238,700
SEC form: 4
Accepted by SEC: 05 Nov 2024, 17:00:07 UTC
Prior SEC filing: 02 Oct 2024
Next SEC filing: 12 Dec 2024
Source filing: View source filing
Reporting owner signature: /s/ Shelly Shaw, General Counsel, by Power of Attorney

Key filing fact

Vincent Roche filed Form 4 for ANALOG DEVICES INC (ADI) on 05 Nov 2024.

Key facts

This page summarizes Vincent Roche's Form 4 filing for ANALOG DEVICES INC (ADI).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 Nov 2024, 17:00.

Change

Previous filing in this sequence was filed on 02 Oct 2024.
Current net transaction value: -$2,238,700.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ADI transaction

Comm Stock - $.16-2/3 value

Options Exercise

Transaction value: $911,300
Shares: +10,000
Change %: +45%
Price: $91.13
Shares after: 31,983
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F1

ADI transaction

Comm Stock - $.16-2/3 value

Sale

Transaction value: $2,238,700
Shares: -10,000
Change %: -31%
Price: $223.87
Shares after: 21,983
Date: 01 Nov 2024
Ownership: Direct
Footnotes: F2

ADI holding

Comm Stock-$.16-2/3 value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 34,828
Date: 01 Nov 2024
Ownership: Vincent Roche 2023 Grantor Retained Annuity Trust
Footnotes: F3, F4

ADI holding

Comm Stock-$.16-2/3 value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 43,515
Date: 01 Nov 2024
Ownership: Vincent Roche 2024 Grantor Retained Annuity Trust
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ADI transaction Derivative

Non-Qualified Stock Option (right to buy)

Options Exercise

Transaction value: $911,300
Shares: -10,000
Change %: -25%
Price: $91.13
Shares after: 30,017
Date: 01 Nov 2024
Ownership: Direct
Underlying class: Comm Stock - $.16-2/3 value
Underlying amount: 10,000
Exercise price: $91.13
Footnotes: F6

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 6 footnotes

Footnote F1

Excludes 23,343 shares that the Reporting Person previously owned directly, which were contributed to the Vincent Roche 2024 Grantor Retained Annuity Trust.

Footnote F2

These shares were sold pursuant to a 10b5-1 plan adopted by the Reporting Person on March 1, 2024.

Footnote F3

A disbursement of 20,172 shares was made from the Vincent Roche 2023 Grantor Retained Annuity Trust to the Reporting Person in satisfaction of the Trust's annuity obligation, which shares were contributed to the Vincent Roche 2024 Grantor Annuity Trust.

Footnote F4

Shares held by the Vincent Roche 2023 Grantor Retained Annuity Trust dated August 25, 2023.

Footnote F5

Shares held by the Vincent Roche 2024 Grantor Retained Annuity Trust dated October 3, 2024.

Footnote F6

This option is fully vested.