Richard P. McKenney - 01 Mar 2023 Form 4 Insider Report for Unum Group (UNM)

Role
President and CEO, Director
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Issuer symbol
UNM
Transactions as of
01 Mar 2023
Net transactions value
-$3,215,556
Form type
4
Filing time
03 Mar 2023, 16:47:40 UTC
Previous filing
22 Feb 2023
Next filing
24 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability $416,555 -9,141 -0.83% $45.57 1,090,399 01 Mar 2023 Direct F1, F2
transaction UNM Common Stock Tax liability $815,840 -17,903 -1.6% $45.57 1,072,496 01 Mar 2023 Direct F3, F4
transaction UNM Common Stock Tax liability $924,615 -20,290 -1.9% $45.57 1,052,206 01 Mar 2023 Direct F5, F6
transaction UNM Common Stock Options Exercise $0 +23,229 +2.2% $0.000000 1,075,435 01 Mar 2023 Direct F7
transaction UNM Common Stock Disposed to Issuer $1,058,546 -23,229 -2.2% $45.57 1,052,206 01 Mar 2023 Direct F6
transaction UNM Common Stock Award $0 +98,749 +9.4% $0.000000 1,150,955 01 Mar 2023 Direct F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNM Restricted Stock Units Options Exercise $0 -23,229 -100% $0.000000* 0 01 Mar 2023 Common Stock 23,229 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below).
F2 Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs.
F4 Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs.
F6 Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7 Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8 All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F9 Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F10 The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F11 The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.