Lisa G. Iglesias - Mar 1, 2023 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, General Counsel
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Mar 1, 2023
Transactions value $
-$259,703
Form type
4
Date filed
3/3/2023, 04:38 PM
Previous filing
Feb 22, 2023
Next filing
Mar 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability -$97.2K -2.13K -2.88% $45.57 72K Mar 1, 2023 Direct F1, F2
transaction UNM Common Stock Tax liability -$80.8K -1.77K -2.46% $45.57 70.2K Mar 1, 2023 Direct F3, F4
transaction UNM Common Stock Tax liability -$81.8K -1.79K -2.56% $45.57 68.4K Mar 1, 2023 Direct F5, F6
transaction UNM Common Stock Award $0 +9.89K +14.45% $0.00 78.3K Mar 1, 2023 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,416 stock-settled RSUs (as defined in footnote (2) below).
F2 Includes 22,956 restricted stock units, 13,245 stock success units, and 35,783 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,504 stock-settled RSUs.
F4 Includes 18,452 stock-settled RSUs, 13,245 SSUs, and 38,514 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,557 stock-settled RSUs.
F6 Includes 13,895 stock-settled RSUs, 13,245 SSUs, and 41,277 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7 All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F8 Includes 23,783 stock-settled RSUs, 13,245 SSUs, and 41,277 shares of common stock. Fractional amounts have been rounded to the nearest whole number.