Puneet Bhasin - 01 Mar 2023 Form 4 Insider Report for Unum Group (UNM)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Mar 2023, 16:35:38 UTC
Prior SEC filing
22 Feb 2023
Next SEC filing
24 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ J. Paul Jullienne, Attorney-in-Fact

Key filing fact

Puneet Bhasin filed Form 4 for Unum Group (UNM) on 03 Mar 2023.

Key facts

  • This page summarizes Puneet Bhasin's Form 4 filing for Unum Group (UNM).
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Mar 2023, 16:35.

Change

  • Previous filing in this sequence was filed on 22 Feb 2023.
  • Current net transaction value: -$242,205.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNM transaction

Common Stock

Tax liability

Transaction value
$94,421
Shares
-2,072
Change %
-2.8%
Price
$45.57
Shares after
71,959
Date
01 Mar 2023
Ownership
Direct
Footnotes
F1, F2
UNM transaction

Common Stock

Tax liability

Transaction value
$73,459
Shares
-1,612
Change %
-2.2%
Price
$45.57
Shares after
70,347
Date
01 Mar 2023
Ownership
Direct
Footnotes
F3, F4
UNM transaction

Common Stock

Tax liability

Transaction value
$74,325
Shares
-1,631
Change %
-2.3%
Price
$45.57
Shares after
68,716
Date
01 Mar 2023
Ownership
Direct
Footnotes
F5, F6
UNM transaction

Common Stock

Award

Transaction value
$0
Shares
+8,399
Change %
+12%
Price
$0.000000
Shares after
77,115
Date
01 Mar 2023
Ownership
Direct
Footnotes
F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,265 stock-settled RSUs (as defined in footnote (2) below).

Footnote F2

Includes 20,870 restricted stock units, 6,280 stock success units, and 44,809 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F3

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,095 stock-settled RSUs.

Footnote F4

Includes 16,775 stock-settled RSUs, 6,280 SSUs, and 47,292 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F5

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,143 stock-settled RSUs.

Footnote F6

Includes 12,632 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F7

All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.

Footnote F8

Includes 21,031 stock-settled RSUs, 6,280 SSUs, and 49,804 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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