Martha Leiper - Feb 20, 2023 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, Chief Investment Officer
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Feb 20, 2023
Transactions value $
-$212,209
Form type
4
Date filed
2/22/2023, 05:33 PM
Previous filing
Mar 3, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Award $0 +19.9K +43.87% $0.00 65.3K Feb 20, 2023 Direct F1, F2, F3
transaction UNM Common Stock Tax liability -$212K -4.96K -7.59% $42.81 60.4K Feb 20, 2023 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2020 ("2020 PSUs"). The shares were earned upon the vesting of the 2020 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2022.
F2 Includes 21,168 restricted stock units, 3,350 stock success units, and 40,813 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 398.761 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.
F4 Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2020 PSUs.
F5 Includes 21,168 stock-settled RSUs, 3,350 SSUs, and 35,856 shares of common stock. Fractional amounts have been rounded to the nearest whole number.