Richard P. McKenney - 01 Mar 2022 Form 4 Insider Report for Unum Group (UNM)

Role
President and CEO, Director
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Issuer symbol
UNM
Transactions as of
01 Mar 2022
Net transactions value
-$1,665,108
Form type
4
Filing time
03 Mar 2022, 18:20:42 UTC
Previous filing
23 Feb 2022
Next filing
25 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability $339,387 -12,626 -1.4% $26.88 896,163 01 Mar 2022 Direct F1, F2
transaction UNM Common Stock Tax liability $238,479 -8,872 -0.99% $26.88 887,291 01 Mar 2022 Direct F3, F4
transaction UNM Common Stock Tax liability $481,233 -17,903 -2% $26.88 869,388 01 Mar 2022 Direct F5, F6
transaction UNM Common Stock Options Exercise $0 +22,545 +2.6% $0.000000 891,933 01 Mar 2022 Direct F7
transaction UNM Common Stock Disposed to Issuer $606,010 -22,545 -2.5% $26.88 869,388 01 Mar 2022 Direct F6
transaction UNM Common Stock Award $0 +156,250 +18% $0.000000 1,025,638 01 Mar 2022 Direct F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNM Restricted Stock Units Options Exercise $0 -22,545 -49% $0.000000 23,229 01 Mar 2022 Common Stock 22,545 Direct F10, F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 32,084.003 stock-settled RSUs (as defined in footnote (2) below).
F2 Includes 183,642 restricted stock units, 124,867 stock success units ("SSUs"), and 587,654 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,545.000 stock-settled RSUs.
F4 Includes 161,097 stock-settled RSUs, 124,867 SSUs, and 601,327 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496.000 stock-settled RSUs.
F6 Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7 Includes 115,601 stock-settled RSUs, 124,867 SSUs, and 651,465 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8 All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2023.
F9 Includes 271,851 stock-settled RSUs, 124,867 SSUs, and 628,920 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F10 The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F11 The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.