Michael Q. Simonds - 19 Feb 2022 Form 4/A - Amendment Insider Report for Unum Group (UNM)

Role
EVP, Chief Operating Officer
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Issuer symbol
UNM
Transactions as of
19 Feb 2022
Net transactions value
-$295,981
Form type
4/A - Amendment
Filing time
02 Mar 2022, 20:01:16 UTC
Date Of Original Report
23 Feb 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability $99,458 -3,451 -1.7% $28.82 201,810 19 Feb 2022 Direct F1, F2
transaction UNM Common Stock Tax liability $196,524 -6,819 -3.4% $28.82 194,991 19 Feb 2022 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.
F2 Includes 55,169 stock-settled RSUs, 46,592 SSUs, and 100,049 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 15,375 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.
F4 Includes 55,169 stock-settled RSUs, 31,217 SSUs, and 108,605 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

On February 23, 2022, the reporting person filed a Form 4 which, due to administrative error, mistakenly reported that 5,273 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs. In fact, as reported in this amendment, 3,451 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs. This amendment also corrects the reported beneficial ownership amount following the next transaction to give effect to the foregoing change.