Lisa G. Iglesias - Feb 19, 2022 Form 4/A - Amendment Insider Report for Unum Group (UNM)

Role
EVP, General Counsel
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Feb 19, 2022
Transactions value $
-$96,864
Form type
4/A - Amendment
Date filed
3/2/2022, 07:58 PM
Date Of Original Report
Feb 23, 2022
Previous filing
Nov 29, 2021
Next filing
Mar 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability -$51.1K -1.77K -1.78% $28.82 97.9K Feb 19, 2022 Direct F1, F2
transaction UNM Common Stock Tax liability -$45.8K -1.59K -1.62% $28.82 96.3K Feb 19, 2022 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.
F2 Includes 28,224 stock-settled RSUs, 19,768 SSUs, and 49,928 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,523 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.
F4 Includes 28,224 stock-settled RSUs, 13,245 SSUs, and 54,862 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

On February 23, 2022, the reporting person filed a Form 4 which, due to administrative error, mistakenly reported that (i) 2,965 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs, and (ii) 2,567 shares of common stock were withheld to satisfy the tax withholding obligation applicable upon the vesting of 6,523 SSUs. In fact, as reported in this amendment, 1,772 shares of common stock were withheld to satisfy the tax withholding obligation applicable to the vesting of the earned 2019 PSUs, and 1,589 shares of common stock were withheld to satisfy the tax withholding obligation applicable upon the vesting of 6,523 SSUs.