Christopher W. Pyne - 19 Feb 2022 Form 4 Insider Report for Unum Group (UNM)

Source evidence 5 source fields
Form type
4
Accepted by SEC
23 Feb 2022, 20:33:49 UTC
Previous filing
18 May 2021
Next filing
03 Mar 2022
SEC filing
View on sec.gov
Reporting owner 1 detail
Reporting owner signature
/s/ Jullienne, J. Paul, Attorney-in-Fact

Key filing fact

Christopher W. Pyne filed Form 4 for Unum Group (UNM) on 23 Feb 2022.

Key facts

  • This page summarizes Christopher W. Pyne's Form 4 filing for Unum Group (UNM).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Feb 2022, 20:33.

Change

  • Previous filing in this sequence was filed on 18 May 2021.
  • Current net transaction value: -$51,127.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

See Original Filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNM transaction

Common Stock

Award

Transaction value
$0
Shares
+1,579
Change %
+3%
Price
$0.000000
Shares after
54,068
Date
19 Feb 2022
Ownership
Direct
Footnotes
F1, F2, F3
UNM transaction

Common Stock

Tax liability

Transaction value
$15,793
Shares
-548
Change %
-1%
Price
$28.82
Shares after
53,520
Date
19 Feb 2022
Ownership
Direct
Footnotes
F4, F5
UNM transaction

Common Stock

Tax liability

Transaction value
$35,333
Shares
-1,226
Change %
-2.3%
Price
$28.82
Shares after
52,294
Date
19 Feb 2022
Ownership
Direct
Footnotes
F6, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.

Footnote F2

Includes 19,331 restricted stock units, 12,247 stock success units, and 22,490 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F3

Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 107.616 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

Footnote F4

Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.

Footnote F5

Includes 19,331 stock-settled RSUs, 12,247 SSUs, and 21,942 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Footnote F6

Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,042 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.

Footnote F7

Includes 19,331 stock-settled RSUs, 8,205 SSUs, and 24,758 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

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