Puneet Bhasin - Feb 19, 2022 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, Chief Info & Digital Off.
Signature
/s/ J. Paul Jullienne, Attorney-in-Fact
Stock symbol
UNM
Transactions as of
Feb 19, 2022
Transactions value $
-$66,372
Form type
4
Date filed
2/23/2022, 08:22 PM
Next filing
Mar 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Award $0 +5.93K +10.83% $0.00 60.7K Feb 19, 2022 Direct F1, F2, F3
transaction UNM Common Stock Tax liability -$44.6K -1.55K -2.55% $28.82 59.2K Feb 19, 2022 Direct F4, F5
transaction UNM Common Stock Tax liability -$21.7K -754 -1.27% $28.82 58.4K Feb 19, 2022 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2019 ("2019 PSUs"). The shares were earned upon the vesting of the 2019 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2021.
F2 Includes 25,965 restricted stock units, 9,373 stock success units, and 25,368 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 678.752 shares of common stock under the issuer's employee stock purchase plan and 134.837 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4 Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2019 PSUs.
F5 Includes 25,965 stock-settled RSUs, 9,373 SSUs, and 23,819 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,093 SSUs, representing one-third of the SSUs originally granted on August 24, 2020, and the certification of the achievement of the performance metrics over the performance period from January 1, 2021 to December 31, 2021.
F7 Includes 25,965 stock-settled RSUs, 6,280 SSUs, and 26,158 shares of common stock. Fractional amounts have been rounded to the nearest whole number.