Martha Leiper - 22 Oct 2021 Form 4 Insider Report for Unum Group (UNM)

Role
EVP, Chief Investment Officer
Signature
/s/ Jullienne, J. Paul, Attorney-in-Fact
Issuer symbol
UNM
Transactions as of
22 Oct 2021
Net transactions value
-$26,003
Form type
4
Filing time
26 Oct 2021, 17:54:12 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNM Common Stock Tax liability $26,003 -933 -2.5% $27.87 35,945 22 Oct 2021 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,828.604 stock-settled RSUs (as defined in footnote (2) below).
F2 Includes 16,901 restricted stock units, 4,999 stock success units ("SSUs"), and 14,045 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3 Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 392.342 shares of common stock under the issuer's employee stock purchase plan and 80.086 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.