| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| David P McGlade | Director | 5260 CALIFORNIA AVENUE, IRVINE | Ashran Jen, as Attorney-in-Fact for David P. McGlade | 2025-05-15 | 0001316564 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Common Stock | Options Exercise | +2.27K | 2.27K | May 14, 2025 | Direct | F1, F2 | |||
| holding | SWKS | Common Stock | 45K | May 14, 2025 | By GRAT | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SWKS | Restricted Stock Units | Options Exercise | $0 | -2.27K | -100% | $0.00 | 0 | May 14, 2025 | Common Stock | 2.27K | Direct | F1, F3 | |
| transaction | SWKS | Restricted Stock Units | Award | $0 | +3.66K | $0.00 | 3.66K | May 14, 2025 | Common Stock | 3.66K | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | Restricted stock units convert into shares of common stock on a one-for-one basis. |
| F2 | Balances reflect the following transfers of common stock, each of which is exempt from Section 16 pursuant to Rule 16a-13: (a) the transfer on 9/9/2024 of 2,078 shares by the Reporting Person to a revocable trust of which the Reporting Person is the sole trustee; (b) the transfer on 10/1/2024 of 4,346 shares by grantor retained annuity trust (GRAT) to a revocable trust of which the Reporting Person is the trustee and sole recipient of annuity payments; (c) the transfer on 10/2/2024 of 29,870 shares by a revocable trust to a GRAT of which the Reporting Person is the sole trustee; (d) the transfer on 2/7/2025 of 15,124 shares by GRAT to revocable trust, of which the Reporting Person is the trustee and sole recipient of annuity payments; and (e) the transfer on 2/27/2025 of 15,124 shares by revocable trust to GRAT, of which the Reporting Person is the sole trustee. The shares are held in more than one GRAT. |
| F3 | The restricted stock units vested on May 14, 2025. |
| F4 | Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit. |
| F5 | The restricted stock units vest on May 14, 2026. |